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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-06 |
| CT | RA | APPROVED | 1992-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Southbury | CT | 09/1987 | Present |
| Bank Of America, N.A. | Southbury | CT | 07/2011 | Present |
FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: POAINVESTMENT RELATED: NADDRESS OF BUSINESS:WOODBRIDGE CT 06525, CONNECTICUT 6525NATURE OF BUSINESS: OTHER,WIFE'S IRAPOSITION, TITLE, ASSOCIATION: CONSULTANT, START DATE OF RELATIONSHIP: 7/20/2011NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: POA I*4575271, Entity Type: , Name of OBA: E S, Address: woodbridge , Connecticut, 06525, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 05/15/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-21 |
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