Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-01-05 |
| CT | RA | APPROVED | 2008-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Southbury | CT | 12/2003 | Present |
| Bank Of America, N.A. | Southbury | CT | 11/2011 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BNI (BUSINESS NETWORKING INTERNATIONAL) INVESTMENT RELATED: N ADDRESS OF BUSINESS: UPLAND, CALIFORNIA 91786 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, VP - NETWORKING START DATE OF RELATIONSHIP: 10/1/2013 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS STRICTLY A NETWOKRING/REFERRAL GROUP I*96631 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KNIGHTS OF COLUMBUS - MIDDLEBURY, CT INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIDDLEBURY, CONNECTICUT 6762 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 8/1/2016 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CATHOLIC SERVICE ORGANIZATION THAT BENEFITS FAMILIES OF THE ST JOHN OF THE CROSS PARISH FAMILY AS WELL AS THE LOCAL COMMUNITY IN WHICH THEY RESIDE. FUNDRAISING FOR SCHOLARSHIPS, COMMUNITY SERVICE AND YOUTH EDUCATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-31 |
Reach out to this advisor