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Theodore E De Giacomo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Southbury, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-14
CT RA APPROVED 2023-09-01
  • TX RA
    APPROVED
    Since 2023-11-14
  • CT RA
    APPROVED
    Since 2023-09-01

Branch Locations

108 Main St N, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T3 Trading Group, Llc New York NY 11/2014 01/2019
T3 Securities, Inc New York NY 02/2016 02/2020
T3 Trading Group, Llc New York NY 11/2019 09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southbury CT 09/2023 Present
Bank Of America, N.A. Southbury CT 09/2023 Present
  • 11/2014 → 01/2019
    T3 Trading Group, Llc
    New York, NY
  • 02/2016 → 02/2020
    T3 Securities, Inc
    New York, NY
  • 11/2019 → 09/2023
    T3 Trading Group, Llc
    New York, NY
  • 09/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Southbury, CT
  • 09/2023 → Present
    Bank Of America, N.A.
    Southbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-17
S63 Uniform Securities Agent State Law Examination 1999-05-27
  • S66 Uniform Combined State Law Examination
    2023-07-17
  • S63 Uniform Securities Agent State Law Examination
    1999-05-27
Other Names
  • Ted Edward Degiacomo
  • Theodore Edward Degiacomo
  • Theodore Edward De Giacomo
  • Degiacomo
  • Theodore Edward De Giacomo

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
LPL FINANCIAL LLC · SOUTHBURY, CT
WELLS FARGO CLEARING SERVICES, LLC · SOUTHBURY, CT
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