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James Henry Atkinson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Southbury, CT

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-01
CT RA APPROVED 2024-03-19
  • TX RA
    APPROVED
    Since 2024-04-01
  • CT RA
    APPROVED
    Since 2024-03-19

Branch Locations

108 Main St N, Southbury, CT 06488 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southbury CT 04/2018 Present
Webster Bank Torrington CT 08/2016 04/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-16
  • S66 Uniform Combined State Law Examination
    2024-03-16
Other Names
  • James Atkinson

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SOUTHBURY, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Southbury, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
LPL FINANCIAL LLC · SOUTHBURY, CT
WELLS FARGO CLEARING SERVICES, LLC · SOUTHBURY, CT
OSAIC INSTITUTIONS, INC. · SOUTHBURY, CT
KESTRA ADVISORY SERVICES, LLC · Southbury, CT
SANCTUARY ADVISORS, LLC · Southbury, CT

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