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Michael Alan Martin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Southbury, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-04-30
  • CT RA
    APPROVED
    Since 2012-04-30

Branch Locations

108 Main St N, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 03/2012 Present
Bank Of America Na Hartford CT 10/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-14
S63 Uniform Securities Agent State Law Examination 1985-12-03
  • S65 Uniform Investment Adviser Law Examination
    1992-07-14
  • S63 Uniform Securities Agent State Law Examination
    1985-12-03

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
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WELLS FARGO CLEARING SERVICES, LLC · SOUTHBURY, CT
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