Eric Vanderleek

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Charlotte, NC
• 11/2016 → 08/2021
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 08/2021 → Present
  Principal Life Insurance Compay
  Des Moines, IA
• 09/2021 → Present
  Principal Securities, Inc.
  Des Moines, IA
• 11/2022 → Present
  Principal Advised Services
  Des Moines, IA
• 09/2021 → Present
  Principal Bank
  Des Moines, IA

Previous Registrations

• 2012-08-10 → 2021-08-16
  Wells Fargo Advisors Financial Network, Llc
  Salt Lake City, UT
  St. Louis, MO
  St. Louis, MO
  St. Louis, MO
• 2001-12-31 → 2005-12-31
  Harrisdirect Llc
  Charlotte, NC

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Investment Adviser Representative NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2022 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers. Compensation is from combined role with Principal on behalf of the Principal Securities, Principal Bank and Principal Advised Services entities. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/21/2021 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **SECURITIES INDUSTRY INSTITUTE POSITION: Trustee on Board of Trustees NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/08/2026 ADDRESS: 140 Broadway, 35th Floor, New York NY 10005, United States DESCRIPTION: SII is a Leadership Development program. The role of trustee is to review curriculum and course feedback and help set up the future year event. Act as host during Institute Week in March.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-06
• S63 Uniform Securities Agent State Law Examination
  1997-06-12