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Katherine Ann Johnson

Ashton Thomas Private Wealth

Casper, WY

Scottsdale, AZ

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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2023-12-04
NE RA APPROVED 2023-12-01
TX RA APPROVED_RES 2023-08-31
FL RA APPROVED 2021-05-21
AZ RA APPROVED 2021-05-20
  • WY RA
    APPROVED
    Since 2023-12-04
  • NE RA
    APPROVED
    Since 2023-12-01
  • TX RA
    APPROVED_RES
    Since 2023-08-31
  • FL RA
    APPROVED
    Since 2021-05-21
  • AZ RA
    APPROVED
    Since 2021-05-20

Branch Locations

109 E 2Nd Street, Casper, WY 82601 • United States

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ashton Thomas Private Wealth, Llc Scottsdale AZ 04/2021 Present
Wells Fargo Investments, Llc Denver CO 05/2001 04/2021
  • 04/2021 → Present
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
  • 05/2001 → 04/2021
    Wells Fargo Investments, Llc
    Denver, CO
Other Businesses

1) Natrona County Meals on Wheels foundation; Not Investment-Related; 1760 East 12th Street, Casper, WY 82601; Foundation provides monetary support to Natrona County Meals on Wheels; Board Member; 10/01/2021; 1 hour/month; 1 hour/month during trading hours; Governance & Oversight to ensure the organization adheres to its mission, bylaws, and legal requirements. 2) Gottsche Foundation; Not Investment-Related; 148 East Arapahoe Street, Thermopolis, WY 82443; Rehabilitation and Wellness Center; Board Member; 09/01/2020; 1.5 hours/month; 0 hours/month during trading hours; Governance & Oversight to ensure the organization adheres to its mission, bylaws, and legal requirements. 3) Natrona Collective Health Trust; Not Investment-Related; 421 South Center Street, Casper, WY 82601; Private health foundation supporting the needs of the hospital; Board Member; 12/01/2022; 8 hours/month; 0 hours/month during trading hours; Governance & Oversight to ensure the organization adheres to its mission bylaws, and legal requirements.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-03
S63 Uniform Securities Agent State Law Examination 1997-07-07
  • S65 Uniform Investment Adviser Law Examination
    2021-05-03
  • S63 Uniform Securities Agent State Law Examination
    1997-07-07
Other Names
  • Kate Johnson
  • Katherine Ann Mohrman
  • Katherine Ann Johnson

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