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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2023-12-04 |
| NE | RA | APPROVED | 2023-12-01 |
| TX | RA | APPROVED_RES | 2023-08-31 |
| FL | RA | APPROVED | 2021-05-21 |
| AZ | RA | APPROVED | 2021-05-20 |
Branch Locations
109 E 2Nd Street, Casper, WY 82601 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 04/2021 | Present |
| Wells Fargo Investments, Llc | Denver | CO | 05/2001 | 04/2021 |
1) Natrona County Meals on Wheels foundation; Not Investment-Related; 1760 East 12th Street, Casper, WY 82601; Foundation provides monetary support to Natrona County Meals on Wheels; Board Member; 10/01/2021; 1 hour/month; 1 hour/month during trading hours; Governance & Oversight to ensure the organization adheres to its mission, bylaws, and legal requirements. 2) Gottsche Foundation; Not Investment-Related; 148 East Arapahoe Street, Thermopolis, WY 82443; Rehabilitation and Wellness Center; Board Member; 09/01/2020; 1.5 hours/month; 0 hours/month during trading hours; Governance & Oversight to ensure the organization adheres to its mission, bylaws, and legal requirements. 3) Natrona Collective Health Trust; Not Investment-Related; 421 South Center Street, Casper, WY 82601; Private health foundation supporting the needs of the hospital; Board Member; 12/01/2022; 8 hours/month; 0 hours/month during trading hours; Governance & Oversight to ensure the organization adheres to its mission bylaws, and legal requirements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-07 |
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