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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-20 |
| MN | RA | APPROVED | 2022-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2012 | 08/2022 |
| Raymond James Financial Services, Inc. | Eagan | MN | 08/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Eagan | MN | 08/2022 | Present |
| Think Mutual Bank | Eagen | MN | 05/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-13 |
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