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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-20
MN RA APPROVED 2022-08-16
  • TX RA
    APPROVED
    Since 2022-09-20
  • MN RA
    APPROVED
    Since 2022-08-16

Branch Locations

4245 Johnny Cake Ridge Rd, Eagan, MN 55122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2012 08/2022
Raymond James Financial Services, Inc. Eagan MN 08/2022 Present
Raymond James Financial Services Advisors, Inc. Eagan MN 08/2022 Present
Think Mutual Bank Eagen MN 05/2012 Present
Previous Registrations
  • 2013-11-20 → 2022-08-18
    Eagan, MN
    Edina, MN
    Apple Valley, MN
    St. Paul, MN
    Rochester, MN
  • 2010-04-01 → 2012-05-22
    Cuna Brokerage Services, Inc.
    Brooklyn Center, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-30
S63 Uniform Securities Agent State Law Examination 2007-03-13
  • S65 Uniform Investment Adviser Law Examination
    2010-03-30
  • S63 Uniform Securities Agent State Law Examination
    2007-03-13
Designations

View on SEC IAPD

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