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Bradley Allen Dillon

Cwm, LLC

San Rafael, CA

Omaha, NE

Vincennes, IN

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-13
CA RA APPROVED 2015-06-30
TX RA APPROVED 2014-04-22
IN RA APPROVED 2013-10-09
  • IL RA
    APPROVED
    Since 2025-11-13
  • CA RA
    APPROVED
    Since 2015-06-30
  • TX RA
    APPROVED
    Since 2014-04-22
  • IN RA
    APPROVED
    Since 2013-10-09

Branch Locations

2370 Kerner Boulevard, Suite 350, San Rafael, CA 94901 • United States

14600 Branch St., Omaha, NE 68154 • United States

626 Veterans Drive, Vincennes, IN 47591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) Vincennes IL 01/2007 01/2017
Cwm, Llc Omaha NE 10/2013 Present
Cetera Advisor Networks El Segundo CA 01/2017 08/2019
Carson Wealth San Rafael CA 10/2013 Present
  • 01/2007 → 01/2017
    Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)
    Vincennes, IL
  • 10/2013 → Present
    Omaha, NE
  • 01/2017 → 08/2019
    Cetera Advisor Networks
    El Segundo, CA
  • 10/2013 → Present
    Carson Wealth
    San Rafael, CA
Previous Registrations
  • 2007-01-19 → 2014-02-21
    Lawrenceville, IL
    Fort Mill, SC
    Lawrenceville, IL
    Lawrenceville, IL
    Vincennes, IN
    San Rafael, CA
  • 2013-07-22 → 2013-09-03
    Dillon Wealth Management
    Vincennes, IN
  • 2003-07-01 → 2007-01-22
    Evansville, IN
    Lawrenceville, IL
    Evansville, IN
  • 2000-05-17 → 2003-07-01
    Prudential Equity Group, Llc
    Evansville, IN
Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: MARIN MOCA; INVESTMENT RELATED: NO; ADDRESS: 500 PALM DRIVE, NOVATO, CA 94949; NATURE OF BUSINESS: MUSEUM OF CONTEMPORARY ART; START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: VOTING ON CAPITAL EXPENDITURES FOR BUILDING AND GROUNDS, ART EXHIBITS, EDUCATIONAL PROGRAMS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-30
S63 Uniform Securities Agent State Law Examination 1998-04-03
  • S65 Uniform Investment Adviser Law Examination
    1999-08-30
  • S63 Uniform Securities Agent State Law Examination
    1998-04-03
Other Names
  • Brad Dillon

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