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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-13 |
| CA | RA | APPROVED | 2015-06-30 |
| TX | RA | APPROVED | 2014-04-22 |
| IN | RA | APPROVED | 2013-10-09 |
Branch Locations
2370 Kerner Boulevard, Suite 350, San Rafael, CA 94901 • United States
14600 Branch St., Omaha, NE 68154 • United States
626 Veterans Drive, Vincennes, IN 47591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) | Vincennes | IL | 01/2007 | 01/2017 |
| Cwm, Llc | Omaha | NE | 10/2013 | Present |
| Cetera Advisor Networks | El Segundo | CA | 01/2017 | 08/2019 |
| Carson Wealth | San Rafael | CA | 10/2013 | Present |
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: MARIN MOCA; INVESTMENT RELATED: NO; ADDRESS: 500 PALM DRIVE, NOVATO, CA 94949; NATURE OF BUSINESS: MUSEUM OF CONTEMPORARY ART; START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: VOTING ON CAPITAL EXPENDITURES FOR BUILDING AND GROUNDS, ART EXHIBITS, EDUCATIONAL PROGRAMS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-03 |
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