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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-06-09 |
| NV | RA | APPROVED | 2010-06-07 |
Branch Locations
8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Banc Of America Investment Services, Inc. | Las Vegas | NV | 02/2004 | Present |
| Banc Of America Insurance Services, Inc. | Las Vegas | NV | 02/2004 | Present |
| Morgan Stanley Smith Barney | Las Vegas | NV | 06/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
ENGAGEX; ROLE IS LIMITED TO BOARD MEETINGS ON A QUARTERLY BASIS; LAS VEGAS, NV; CUSTOMER ENGAGEMENT SOLUTIONS - THEY SET UP POLICY REVIEW FOR EXISTING CLIENTS FOR INSURANCE AGENTS; .30 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 04/2013
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-06 |
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