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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-07 |
| MI | RA | APPROVED | 2010-10-27 |
Branch Locations
3337 S Airport Rd W Ste 4, Traverse City, MI 49684-7927 • United States
Traverse City, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Traverse City | MI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Traverse City | MI | 03/2020 | Present |
Business Ownership; RRL, LLC; ; COST SHARING BUSINESS; 3337 S. AIRPORT ROAD W. #4TRAVERSE CITY, MI, ,; ; ; 1 to 9 hours per month; / TruNorth Group, LLC; ; Cost Sharing; 3337 S. Airport Road W. #4Traverse City, MI 49684, ,; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours. Board of Directors; TACS board of directors; member president; 13170 S.W. Bayshore Dr., , Traverse City, MI, 49684; Not Investment-Related; 07/05/2023; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-11 |
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