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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-15
CT RA APPROVED 2017-11-14
UT RA APPROVED 2017-11-14
  • TX RA
    APPROVED
    Since 2017-11-15
  • CT RA
    APPROVED
    Since 2017-11-14
  • UT RA
    APPROVED
    Since 2017-11-14

Branch Locations

200 Glastonbury Blvd Suite 103, Glastonbury, CT 06033-4418 • United States

Glastonbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Glastonbury CT 03/2008 Present
City National Bank Glastonbury CT 08/2019 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Glastonbury, CT
  • 08/2019 → Present
    City National Bank
    Glastonbury, CT
Other Businesses

NAME OF ENTITY: Universalist Church of West Hartford ADDRESS: 433 Fern Street West Hartford CT 06107 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Church CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 01/31/23 DUTIES: Meet quarterly with the Finance Committee (members of the congregation and staff who have financial responsibilities for the congregation or financial awareness/acumen) to make sure that all financial aspects of the congregation are well coordinated, following best practices for congregational management and in line with congregational values HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-14
S63 Uniform Securities Agent State Law Examination 2002-04-23
  • S66 Uniform Combined State Law Examination
    2017-11-14
  • S63 Uniform Securities Agent State Law Examination
    2002-04-23
Other Names
  • Kirsten T Forstberg

View on SEC IAPD

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