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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-31
TX RA APPROVED_RES 2023-07-28
NC RA APPROVED 2022-06-01
NJ RA APPROVED 2022-05-04
PA RA APPROVED 2022-05-03
NY RA APPROVED 2022-05-02
SC RA APPROVED 2022-05-02
  • FL RA
    APPROVED
    Since 2023-07-31
  • TX RA
    APPROVED_RES
    Since 2023-07-28
  • NC RA
    APPROVED
    Since 2022-06-01
  • NJ RA
    APPROVED
    Since 2022-05-04
  • PA RA
    APPROVED
    Since 2022-05-03
  • NY RA
    APPROVED
    Since 2022-05-02
  • SC RA
    APPROVED
    Since 2022-05-02

Branch Locations

1919 Hylan Blvd, Staten Island, NY 10305 • United States

165 Texas Road, Old Bridge, NJ 08857 • United States

745 Route 34, Matawan, NJ 07747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. Holbrook NY 12/2013 04/2022
Osaic Wealth, Inc. Staten Island NY 05/2022 Present
  • 12/2013 → 04/2022
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 05/2022 → Present
    Staten Island, NY
Previous Registrations
  • 2013-12-23 → 2022-05-04
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2008-11-07 → 2013-12-12
    Invest Financial Corporation
    Commack, NY
    Old Bridge, NJ
    Staten Island, NY
  • 2003-04-07 → 2004-12-31
    Pfa/Pinnacle Financial Advisors
    Staten Island, NY
Other Businesses

1. AJC ADVISORS/CRUMP INSURANCE; 1919 HYLAN BLVD, STATEN ISLAND, NY 10305; INSURANCE/ACCOUNTING; OWNER/AGENT, INVESTMENT RELATED; START 11/2008. 2. INSURANCE POSITION: insurance agent NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1998 ADDRESS: 1919 hylan blvd, staten island NY 10305, United States DESCRIPTION: insurance agent 3. TAX PRACTICE POSITION: tax preparer NATURE: tax prep INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1998 ADDRESS: 1919 hylan blvd, staten island NY 10305, United States DESCRIPTION: tax preparer 4. TAX PRACTICE POSITION: tax preparer NATURE: tax prep INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1998 ADDRESS: 1919 hylan blvd, staten island NY 10305, United States DESCRIPTION: tax preparer 5. DJCOS ADVISORS LLC. POSITION: owner NATURE: advisory INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/06/2025 ADDRESS: 745 rte 34, matawan NJ 07747, United States DESCRIPTION: holding company Advisory

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-04
S63 Uniform Securities Agent State Law Examination 1997-03-18
  • S65 Uniform Investment Adviser Law Examination
    2003-04-04
  • S63 Uniform Securities Agent State Law Examination
    1997-03-18

View on SEC IAPD

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