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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2005-01-12
  • IA RA
    APPROVED
    Since 2005-01-12

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Lake View, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Group Des Moines IA 03/2003 Present
Princor Financial Services Des Moines IA 04/2003 Present
  • 03/2003 → Present
    Principal Financial Group
    Des Moines, IA
  • 04/2003 → Present
    Princor Financial Services
    Des Moines, IA
Other Businesses

***4 ACRE ALFALFA FARM, IA, EFF 11/16/10, MY MOTHER HAS GIVEN ME ACCESS TO 4 ACRES OF LAND TO FARM ALFALFA, MY KIDS AND I ARE GOING TO START A SMALL BUSINESS OF RAISING ALFALFA AND SELLING IT TO LOCAL FARMERS, NOT INVESTMENT RELATED, HRS/MO LESS THAN 4. G4 LLC POSITION: Livestock Production NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2021 ADDRESS: 2639 330th St, Lake View IA 51450, United States DESCRIPTION: My sons and I are crating this LLC for the purpose of feeding and raising livestock to sell. Once the livestock is mature, it will be sold to the packers to be processed. SAC COUNTY EXTENSION AGRICULTURE DISTRICT COUNCIL POSITION: Council Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 620 Park Ave, Sac City IA 50583, United States DESCRIPTION: This board position will provide input and guidance to the Extension office activities at the county level (4-H and Youth programs, Education programs, etc.). This position is non-paid and is non-political.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-01
S63 Uniform Securities Agent State Law Examination 1997-07-18
  • S66 Uniform Combined State Law Examination
    2004-12-01
  • S63 Uniform Securities Agent State Law Examination
    1997-07-18
Other Names
  • David L Gerdes

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