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Tom Vuong Nguyen

Ep Wealth Advisors

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-30
  • CA RA
    APPROVED
    Since 2025-10-30

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Capital Group Los Angeles CA 01/2000 12/2017
Ep Wealth Advisors Torrance CA 01/2018 Present
  • 01/2000 → 12/2017
    The Capital Group
    Los Angeles, CA
  • 01/2018 → Present
    Torrance, CA
Other Businesses

-Friendship Foundation - 2108 Vail Avenue - Redondo Beach, CA 90278 -The Friendship Foundation is a non-profit organization that provides socially integrated programs to empower individuals with developmental disabilities to build friendship, independence, and live purposeful lives as active members of their community. -Advisory Board Member and Chair of Finance/Investment Committee -Start Date: 05/01/17 - 0.5 hrs per week (approx 24 hrs per year) outside trading hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-04
  • S63 Uniform Securities Agent State Law Examination
    1997-04-04
Designations
Other Names
  • Tom Vuong Nguyen
  • Tom Voung Nguyen

View on SEC IAPD

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