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Robert Peter Campolongo

Stifel, Nicolaus & Company, Incorporated

White Plains, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
TX RA APPROVED 2020-09-01
  • NY RA
    APPROVED
    Since 2021-05-26
  • TX RA
    APPROVED
    Since 2020-09-01

Branch Locations

4 West Red Oak Lane, Suite 101, White Plains, NY 10604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc White Plains NY 06/2009 Present
  • 06/2009 → Present
    Stifel Nicolaus & Co Inc
    White Plains, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-28
S63 Uniform Securities Agent State Law Examination 1997-04-02
  • S65 Uniform Investment Adviser Law Examination
    1997-04-28
  • S63 Uniform Securities Agent State Law Examination
    1997-04-02
Designations
Other Names
  • Rob Campolongo

View on SEC IAPD

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