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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-04
AK RA APPROVED 2026-07-27
NJ RA APPROVED 2026-07-27
MI RA APPROVED 2026-07-22
NC RA APPROVED 2026-07-22
CA RA APPROVED 2026-07-21
CO RA APPROVED 2026-07-21
CT RA APPROVED 2026-07-21
FL RA APPROVED 2026-07-21
GA RA APPROVED 2026-07-21
IL RA APPROVED 2026-07-21
ME RA APPROVED 2026-07-21
NV RA APPROVED 2026-07-21
NM RA APPROVED 2026-07-21
PA RA APPROVED 2026-07-21
TX RA APPROVED_RES 2026-07-21
VA RA APPROVED 2026-07-21
DE RA APPROVED 2026-07-20
MN RA APPROVED 2026-07-20
OH RA APPROVED 2026-07-20
WA RA APPROVED 2026-07-20
NY RA APPROVED 2026-06-08
  • SC RA
    APPROVED
    Since 2026-08-04
  • AK RA
    APPROVED
    Since 2026-07-27
  • NJ RA
    APPROVED
    Since 2026-07-27
  • MI RA
    APPROVED
    Since 2026-07-22
  • NC RA
    APPROVED
    Since 2026-07-22
  • CA RA
    APPROVED
    Since 2026-07-21
  • CO RA
    APPROVED
    Since 2026-07-21
  • CT RA
    APPROVED
    Since 2026-07-21
  • FL RA
    APPROVED
    Since 2026-07-21
  • GA RA
    APPROVED
    Since 2026-07-21
  • IL RA
    APPROVED
    Since 2026-07-21
  • ME RA
    APPROVED
    Since 2026-07-21
  • NV RA
    APPROVED
    Since 2026-07-21
  • NM RA
    APPROVED
    Since 2026-07-21
  • PA RA
    APPROVED
    Since 2026-07-21
  • TX RA
    APPROVED_RES
    Since 2026-07-21
  • VA RA
    APPROVED
    Since 2026-07-21
  • DE RA
    APPROVED
    Since 2026-07-20
  • MN RA
    APPROVED
    Since 2026-07-20
  • OH RA
    APPROVED
    Since 2026-07-20
  • WA RA
    APPROVED
    Since 2026-07-20
  • NY RA
    APPROVED
    Since 2026-06-08

Branch Locations

1133 Westchester Ave, White Plains, NY 10604 • United States

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. White Plains NY 06/2026 Present
Td Private Client Wealth Llc White Plains NY 06/2026 Present
Unemployed New Rochelle NY 11/2025 05/2026
Raymond James & Associates, Inc. New York NY 09/2016 10/2025
Deutsche Bank Securities Inc. New York NY 09/2005 09/2016
Previous Registrations
Other Businesses

New York - Israel Chamber of Commerce, Inc. Address: New Rochelle, NY Nature of the Business: Board Member/Officer/Director Position/Title: Director Investment Related:No Start Date: 03/15/2018 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 Description of duties: Member of the Board of Directors for organization and President

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-13
S63 Uniform Securities Agent State Law Examination 1998-02-10
  • S66 Uniform Combined State Law Examination
    2006-06-13
  • S63 Uniform Securities Agent State Law Examination
    1998-02-10

View on SEC IAPD

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