David Alan Lakis

Current Employers

Employment History

• 11/2004 → 09/2017
  Harbour Investments, Inc.
  Madison, WI
• 11/2004 → Present
  Lakis Investments Inc
  Brookfield, WI
• 04/2018 → 06/2019
  Packerland Brokerage Services
  Green Bay, WI
• 06/2019 → 08/2019
  Ifs Securities (Crd# 40375)
  Atlanta, GA
• 09/2019 → Present
  Cabot Lodge Securities, Llc
  New York, NY
• 06/2019 → 08/2022
  Sb Advisory, Llc
  Atlanta, GA
• 08/2022 → Present
  Cl Wealth Management Llc
  New York, NY

Previous Registrations

• 2021-02-12 → 2022-08-17
  Sb Advisory, Llc
  Port Saint Lucie, FL
  Atlanta, GA
• 2019-06-17 → 2020-12-31
  Sb Advisory, Llc
  Atlanta, GA
  Raleigh, NC
• 2018-05-17 → 2019-06-14
  Packerland Brokerage Services, Inc.
  Raleigh, NC
  Green Bay, WI
• 2004-11-12 → 2017-09-20
  Harbour Investments, Inc.
  Brookfield, WI
  Brookfield, WI
  Muskego, WI
  Brookfield, WI
  Raleigh, NC

Other Businesses

1) LAKIS INVESTMENTS INC. OWNER- INDEPENDENT INSURANCE AGENT INCLUDING EQUITY INDEXED ANNUITIES,LIFE/HEALTH INSURANCE, AND LONG TERM CARE INSURANCE. 2207 CHALLENGE ROAD RALEIGH, NC 27603. START DATE 11/7/1997. 8 HOURS/MONTH DURING SECURITIES HOURS, 8 HOURS AFTER HOURS. 2) David A. Lakis - WPS Medical Supplements (Direct at WPS) Insurgency Agency through Cygniak Planning Inc., Investment Related, Raleigh, NC,selling medicare supplement insurance, life insurance, long term insurance, variable annuities, EIA's and fixed annuities, Insurance Agent, 11/1998, 8 hours per month, 8 hours during trading hours, working with the client to provide comprehensive retirement plan, working with organizations to complete the appropriate paperwork, completing the continuing education credits to meet the State requirement to sell insurance.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-02
• S63 Uniform Securities Agent State Law Examination
  1998-01-05