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40 Danbury Road Suite 301, Wilton, CT 06897 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-02 |
Branch Locations
40 Danbury Road Suite 301, Wilton, CT 06897 • United States
711 Westchester Ave. Suite 305, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rye Brook | NY | 06/2010 | 12/2023 |
| Lpl Financial Llc | White Plans | NY | 12/2023 | Present |
| Trivium Point Advisory Llc | White Plains | NY | 12/2023 | Present |
1) 12/04/2023 - Trivium Point Advisory, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) - Start Date 11/16/2023 2) 03/12/2024 - Trivium Point Advisory LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/28/2023 - 173 Hrs/mo During Trading - I provide investment advisory services through Trivium Point Advisory LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 06/24/2024 - Trivium Point Accounting- Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started: 5/30/2024 - 0 Hr/Mo. 4) 07/25/2024 - Trivium Point Insurance - Non-Variable Insurance - Solicitor - Investment Related - At Reported Business Location(s) - Start Date 05/30/2024 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-24 |
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