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Current Employers
Trivium Point Advisory, Llc

40 Danbury Road Suite 301, Wilton, CT 06897 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-02
  • NY RA
    APPROVED
    Since 2024-01-02

Branch Locations

40 Danbury Road Suite 301, Wilton, CT 06897 • United States

711 Westchester Ave. Suite 305, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rye Brook NY 06/2010 12/2023
Lpl Financial Llc White Plans NY 12/2023 Present
Trivium Point Advisory Llc White Plains NY 12/2023 Present
  • 06/2010 → 12/2023
    Ameriprise Financial Services, Inc.
    Rye Brook, NY
  • 12/2023 → Present
    Lpl Financial Llc
    White Plans, NY
  • 12/2023 → Present
    White Plains, NY
Previous Registrations
Other Businesses

1) 12/04/2023 - Trivium Point Advisory, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) - Start Date 11/16/2023 2) 03/12/2024 - Trivium Point Advisory LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/28/2023 - 173 Hrs/mo During Trading - I provide investment advisory services through Trivium Point Advisory LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 06/24/2024 - Trivium Point Accounting- Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started: 5/30/2024 - 0 Hr/Mo. 4) 07/25/2024 - Trivium Point Insurance - Non-Variable Insurance - Solicitor - Investment Related - At Reported Business Location(s) - Start Date 05/30/2024 - 5 Hours Per Month/ During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-24
  • S63 Uniform Securities Agent State Law Examination
    1997-09-24
Designations
Other Names
  • Zi-Yah Ruth Esbenshade

View on SEC IAPD

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