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Peter Joseph Capotosto

J.P. Morgan Securities LLC

Las Vegas, NV

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
NV RA APPROVED 2021-11-18
  • TX RA
    APPROVED
    Since 2022-11-16
  • NV RA
    APPROVED
    Since 2021-11-18

Branch Locations

1980 Festival Plaza Dr. Suite #800 Floor 08, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Funds Distributor, Llc New York NY 01/2014 11/2016
Mirae Asset Global Investments (Usa) Llc New York NY 01/2014 11/2016
Sei Investments Distribution Co Oaks PA 11/2016 09/2017
Sei Investments Management Corp Oaks PA 11/2016 09/2017
Lm Capital Group San Diego CA 10/2017 07/2021
Jpmorgan Chase Bank, N.A. Las Vegas NV 07/2021 Present
J.P. Morgan Securities Llc Las Vegas NV 07/2021 Present
  • 01/2014 → 11/2016
    Funds Distributor, Llc
    New York, NY
  • 01/2014 → 11/2016
    Mirae Asset Global Investments (Usa) Llc
    New York, NY
  • 11/2016 → 09/2017
    Sei Investments Distribution Co
    Oaks, PA
  • 11/2016 → 09/2017
    Sei Investments Management Corp
    Oaks, PA
  • 10/2017 → 07/2021
    Lm Capital Group
    San Diego, CA
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Las Vegas, NV
  • 07/2021 → Present
    J.P. Morgan Securities Llc
    Las Vegas, NV
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-04
  • S66 Uniform Combined State Law Examination
    2021-09-04
Other Names
  • Peter Joseph Capotosto
  • Peter J Capotosto

View on SEC IAPD

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MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
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