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11411 Ne 124Th St Suite 255, Kirkland, WA 98034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-24 |
| FL | RA | APPROVED | 2025-06-12 |
| CA | RA | APPROVED | 2025-05-09 |
| CO | RA | APPROVED | 2025-05-09 |
| ID | RA | APPROVED | 2025-05-09 |
| OR | RA | APPROVED | 2025-05-09 |
| TX | RA | APPROVED | 2025-05-09 |
| WA | RA | APPROVED | 2025-05-09 |
Branch Locations
11411 Ne 124Th St Suite 255, Kirkland, WA 98034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Bellevue | WA | 11/2015 | 12/2022 |
| Charles Schwab And Co., Inc. | Bellevue | WA | 12/2022 | 02/2023 |
| Joslin Capital Advisors, Llc | Redmond | WA | 02/2023 | 03/2023 |
| Spg Advisors, Llc | Kirkland | WA | 05/2025 | Present |
| Unemployed | Issaquah | WA | 03/2023 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-10 |
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