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Stephen Galligan

Galligan Financial Advisors

Eagan, MN

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Current Employers
Galligan Financial Advisors

3460 Washington Drive Suite 204, Eagan, MN 55122 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

3460 Washington Drive #204, Eagan, MN 55122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Galligan Financial Advisors. Ltd Eagan MN 11/1996 Present
  • 11/1996 → Present
    Galligan Financial Advisors. Ltd
    Eagan, MN
Other Businesses

CPA tax planning & preparation. Seasonal 20 hours a week for 3 months CFP personal financial planning. 10 hours a week on average.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-12
  • S63 Uniform Securities Agent State Law Examination
    1996-12-12
Designations

View on SEC IAPD

Other Firms

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FOUNDATIONS INVESTMENT ADVISORS LLC
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
EDWARD JONES
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
CASTLE ROCK FINANCIAL PLANNING, INC.

Other Investors

BLAINE ROBERT JOERGER
MICHAEL B HOFFMAN
Benjamin Uphoff
Jeremy Scott Babcock
Rebecca Ann Anderson
MICHAEL MERLE ERPELDING
MATTHEW PAUL ANAGNOSTOU
STEVEN LEE SMALLIDGE

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MENDOTA HTS, MN
FOUNDATIONS INVESTMENT ADVISORS LLC · MENDOTA HEIGHTS, MN
CETERA INVESTMENT ADVISERS LLC · MENDOTA HEIGHTS, MN
LPL FINANCIAL LLC · MENDOTA HEIGHTS, MN
EDWARD JONES · Eagan, MN
OSAIC WEALTH, INC. · Eagan, MN
COMMONWEALTH FINANCIAL NETWORK · Mendota Heights, MN
CASTLE ROCK FINANCIAL PLANNING, INC. · MENDOTA HEIGHTS, MN

More in Eagan, MN

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