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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2022-07-25
TX RA APPROVED_RES 2008-03-11
WA RA APPROVED 2006-02-22
  • AK RA
    APPROVED
    Since 2022-07-25
  • TX RA
    APPROVED_RES
    Since 2008-03-11
  • WA RA
    APPROVED
    Since 2006-02-22

Branch Locations

4055 Lake Washington Blvd Ne Ste 200, Kirkland, WA 98033-7871 • United States

Renton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Kirkland WA 09/2005 03/2020
Ameriprise Financial Services, Llc Kirkland WA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 9927 124th St. NE, , Kirkland, WA, 98034; Investment-Related; 03/01/2020 / Single Family; 1101 N, 35th St, , Renton, WA, 98056; Not Investment-Related; 09/01/2011 / Single Family; 10616 106th St. Ct., , Anderson Island, WA, 98303; Investment-Related; 06/15/2020 / Single Family; 4100 Lake Washington Blvd. N., , Renton, WA, 98056; Investment-Related; 06/15/2018 / Single Family; 1805 211th Way NE, , Sammamish, WA, 98074; Investment-Related; 06/01/2018. Board of Directors; Eastport Shores Condos; Board Member; 4100 Lake Washington Blvd. N, , Renton, WA, 98056; Not Investment-Related; 09/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Crosby Coaching; Key Speaker - Key Speaker; ; 4055 Lake Washington Blvd. NE, , Kirkland, WA, 98033; Not Investment-Related; 01/01/2009; 1 to 9 hours per month; 0 during trading hours / 3xEquity, LLC; Consultant - Coordinating the team; ; 4055 Lake Washington Blvd., , Kirkland, WA, 98033; Not Investment-Related; 04/02/2015; 60 hours per month; 60 during trading hours / Renton School District; Coaching my sons track team on Pole Vault.; Pole Vault Coach at local high school, coaching my son's team.; 300 SW 7th St, , Renton, WA, 98057; Not Investment-Related; 03/03/2025; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-08
S65 Uniform Investment Adviser Law Examination 1997-01-08
  • S63 Uniform Securities Agent State Law Examination
    1997-01-08
  • S65 Uniform Investment Adviser Law Examination
    1997-01-08

View on SEC IAPD

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