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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 12/2008 | 02/2018 |
| Lpl Financial Llc | Elma | NY | 02/2018 | Present |
1. 02/14/2018 - BUFFALO WEALTH MGMT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/15/09 - 160 Hours Per Month. 2. 05/06/2021 - THE SPECIFIC SOLUTIONS GROUP - Non-Variable Insurance - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-20 |
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