Edward Carlsen

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-09-01
NY	RA	APPROVED	2023-09-01

CA RA
APPROVED

Since 2023-09-01
NY RA
APPROVED

Since 2023-09-01

Branch Locations

5580 Broadway, Lancaster, NY 14086 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc	Lancaster	NY	01/2009	09/2023
Osaic Wealth, Inc.	Lancaster	NY	09/2023	Present

01/2009 → 09/2023

Sagepoint Financial, Inc

Lancaster, NY
09/2023 → Present

Osaic Wealth, Inc.

Lancaster, NY

Previous Registrations

2005-11-14 → 2023-09-01

Osaic Services, Inc.

Lancaster, NY

Williamsville, NY

Lancaster, NY

Other Businesses

EDWARD CARLSEN JR POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/05/2005 ADDRESS: 5580 Broadway St, Lancaster NY 14086, United States DESCRIPTION: Insurance review only when appropriate

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-02
S63	Uniform Securities Agent State Law Examination	1990-05-11

S66 Uniform Combined State Law Examination

2005-02-02
S63 Uniform Securities Agent State Law Examination

1990-05-11

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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