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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp, Inc. | Miami Lakes | FL | 10/1991 | 07/2020 |
| Securities America, Inc. | Depew | NY | 07/2020 | 06/2024 |
| Securities America Advisors | Depew | NY | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Depew | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Depew | NY | 06/2024 | Present |
1. Lawrence Pignataro, Non-Investment Related, Conducted from 5949 Transit Road, Depew, NY 14043. The nature of the Outside Business Activity (OBA) is Insurance sales, my position in the organization is Owner, the duties of this position are assists clients select proper life, fixed, and immediate insurance needs. . 01/1987 was the start of the relationship with the other business and 0.66 hours are devoted to the other business per week and 2 of hours are devoted to the other business during securities trading hours per month. 2. 5949 TRANSIT ROAD INC POSITION: owner through s Corp NATURE: Owner of Building, through S Corp, that houses our work as Osaic Rep and disclosed outside business activities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2003 ADDRESS: 5949 Transit Rd, Depew NY 14043, United States DESCRIPTION: Owner of building through s Corp that houses our work as Osaic Branch plus there are two residential housing tenants 3. PIGNATARO FINANCIAL GROUP POSITION: sole proprietor owner NATURE: Accounting and Tax Preparation. Myself and variable prepare income tax returns. One employee also does small business accounting and bookkeeping, under the DBA Pignataro FInancial Group that we also use for Financial Planning and Investment Services. I don't personally do bookkeeping but my employee does. INVESTMENT RELATED: No NUMBER OF HOURS: 41 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1987 ADDRESS: 5949 Transit Rd, Depew NY 14043, United States DESCRIPTION: My activities involve tax preparation and planning, and I manage variable employees, usually at least one who prepares tax returns and the other who prepares tax returns and does small business accounting and bookkeeping, and others as needed 4. PIGNATARO FINANCIAL GROUP POSITION: agent/proprietor NATURE: Life Insurance Fixed Annuity Sales and Service INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1987 ADDRESS: 5949 Transit Rd, Depew NY 14043, United States DESCRIPTION: Life Insurance Fixed Annuity Sales and Service
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-08 |
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