Andre Jerome Brassard

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-11-21
NY	RA	APPROVED	2021-06-09

MD RA
APPROVED

Since 2023-11-21
NY RA
APPROVED

Since 2021-06-09

Branch Locations

5226 Broadway, Lancaster, NY 14086 • United States

4747 Transit Rd., Depew, NY 14043-4894 • United States

Hamburg, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
M&T Securities, Inc.	Liverpool	NY	04/1998	06/2021
Lpl Financial Llc	Depew	NY	06/2021	Present

04/1998 → 06/2021

M&T Securities, Inc.

Liverpool, NY
06/2021 → Present

Lpl Financial Llc

Depew, NY

Previous Registrations

2017-05-05 → 2021-06-09

M&T Securities, Inc.

Liverpool, NY

Baldwinsville, NY

Liverpool, NY

Syracuse, NY

Liverpool, NY

Liverpool, NY

Syracuse, NY

Baldwinsville, NY

Liverpool, NY

Liverpool, NY

Syracuse, NY

Liverpool, NY

Lancaster, NY

Depew, NY

Buffalo, NY

Cheektowaga, NY

Cheektowaga, NY

Syracuse, NY

Cheektowaga, NY

Williamsport, PA

Buffalo, NY

Cheektowaga, NY

Baltimore, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-17
S63	Uniform Securities Agent State Law Examination	1991-05-03

S66 Uniform Combined State Law Examination

2017-03-17
S63 Uniform Securities Agent State Law Examination

1991-05-03

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews