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Michael Steese

J.P. Morgan Securities LLC

Depew, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-23
  • NY RA
    APPROVED
    Since 2025-05-23

Branch Locations

5075 Broadway, Depew, NY 14043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rupp Pfalzgraf, Llc Buffalo NY 08/2021 05/2024
Avalon Document Services Buffalo NY 01/2016 08/2021
Equitable Advisors, Llc New York NY 08/2024 04/2025
Goldberg Segalla, Llp Buffalo NY 05/2019 12/2020
Equitable Financial Life Insurance New York NY 08/2024 04/2025
Jpmorgan Chase Bank, N.A. Buffalo NY 05/2025 Present
J.P. Morgan Securities Llc Buffalo NY 05/2025 Present
Unemployed Buffalo NY 06/2024 07/2024
  • 08/2021 → 05/2024
    Rupp Pfalzgraf, Llc
    Buffalo, NY
  • 01/2016 → 08/2021
    Avalon Document Services
    Buffalo, NY
  • 08/2024 → 04/2025
    Equitable Advisors, Llc
    New York, NY
  • 05/2019 → 12/2020
    Goldberg Segalla, Llp
    Buffalo, NY
  • 08/2024 → 04/2025
    Equitable Financial Life Insurance
    New York, NY
  • 05/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Buffalo, NY
  • 05/2025 → Present
    J.P. Morgan Securities Llc
    Buffalo, NY
  • 06/2024 → 07/2024
    Unemployed
    Buffalo, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-12
  • S66 Uniform Combined State Law Examination
    2024-10-12
Other Names
  • Michael Steese
  • Michael Avery Steese

View on SEC IAPD

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Other Investors

Austin Patrick Reese
Donna M. Barth
Scott G Weber
BRIAN JOHN PIRRITANO
BRIAN JAMES HOECKH
Michael Robert Thomas Malaney
Joseph Louis Fecio
Mary Margaret McCafferty

Other Offices

KEY INVESTMENT SERVICES LLC · Depew, NY
J.P. MORGAN SECURITIES LLC · Depew, NY
CITIZENS SECURITIES, INC. · DEPEW, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Depew, NY
PFS INVESTMENTS INC. · CHEEKTOWAGA, NY
OSAIC WEALTH, INC. · DEPEW, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DEPEW, NY
KEY INVESTMENT SERVICES LLC · Lancaster, NY

More in Depew, NY

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