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Michael Richard Becht

Silver Grove Advisory Services

Orchard Park, NY

Depew, NY

CRD 2906349

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Employer firm

Silver Grove Advisory Services CRD 287512

$454M regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RETIREMENT PLAN CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Silver Grove Advisory Services

400 Sterling Drive, Orchard Park, NY 14127 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-21
TX RA APPROVED 2025-02-21
  • NY RA
    APPROVED
    Since 2025-02-21
  • TX RA
    APPROVED
    Since 2025-02-21

Branch Locations

400 Sterling Drive, Orchard Park, NY 14127 • United States

6430 Transit Road, Ste 100B, Depew, NY 14043 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Depew NY 12/2005 02/2025
Lpl Financial Depew NY 02/2025 Present
Silver Grove Advisory Services Depew NY 02/2025 Present
  • 12/2005 → 02/2025
    Next Financial Group
    Depew, NY
  • 02/2025 → Present
    Lpl Financial
    Depew, NY
  • 02/2025 → Present
    Depew, NY
Previous Registrations
Other Businesses

1. 12/31/2024- Michael Becht NVI- Non-Variable Insurance- Inv Rel- NY 14043- 5 Hr Per Mnth- 1 Hr During Trading- Start Date 01/01/2005 2. 12/31/2024- Michael R Becht, LLC- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 12/31/2024- Silver Grove Financial Group, Inc. - DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 4) 02/26/2025 - Silver Grove Financial Group, Inc. - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:02/17/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 5) 02/26/2025 - Silver Grove Advisory Services - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:02/17/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Silver Grove Advisory Services, an independent investment advisor firm. I started this business activity in 02/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-19
S65 Uniform Investment Adviser Law Examination 1997-08-14
S63 Uniform Securities Agent State Law Examination 1997-08-07
  • S66 Uniform Combined State Law Examination
    2014-03-19
  • S65 Uniform Investment Adviser Law Examination
    1997-08-14
  • S63 Uniform Securities Agent State Law Examination
    1997-08-07
Other Names
  • Michael R Becht

View on SEC IAPD

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