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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2010-02-19 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
400 S Rampart Blvd, Las Vegas, NV 89145 • United States
800 E Colorado Blvd, Pasadena, CA 91101 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Pasadena | CA | 01/1996 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 01/1996 | Present |
| Bank Of America,Na | Pasadena | CA | 09/2009 | Present |
I*440438 Entity Type: Entity For Profit Name of OBA: C Family Trust Address: Murfreesboro, Tennessee, 37128 Investment Related: No Position, Title, Association: Other Employee Start Date: 10/06/2006 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: I own several investment real estate properties. They provide income and growth. I am the owner and will continue to rely on real estate management companies to manage the operations of the various properties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-28 |
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