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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-01-02
TX RA APPROVED_RES 2010-02-19
CA RA APPROVED 1997-07-08
  • NV RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pasadena CA 01/1996 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 01/1996 Present
Bank Of America,Na Pasadena CA 09/2009 Present
Other Businesses

I*440438 Entity Type: Entity For Profit Name of OBA: C Family Trust Address: Murfreesboro, Tennessee, 37128 Investment Related: No Position, Title, Association: Other Employee Start Date: 10/06/2006 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: I own several investment real estate properties. They provide income and growth. I am the owner and will continue to rely on real estate management companies to manage the operations of the various properties

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-09
S63 Uniform Securities Agent State Law Examination 1997-06-28
  • S65 Uniform Investment Adviser Law Examination
    1999-09-09
  • S63 Uniform Securities Agent State Law Examination
    1997-06-28
Other Names
  • Ed Corral
  • Eddie Corral

View on SEC IAPD

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