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James Raymond Valmonte

Captrust

Pasadena, CA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-04-09
  • CA RA
    APPROVED
    Since 2015-04-09

Branch Locations

1055 East Colorado Boulevard Suite 200, Pasadena, CA 91106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners Llc (Captrust) Raleigh NC 06/2014 Present
  • 06/2014 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2014-07-02 → 2015-04-09
    Capfinancial Securities, Llc.
    Riverside, CA
    Raleigh, NC
  • 2013-05-07 → 2014-06-20
    Beacon Pointe Wealth Advisors, Llc
    Riverside, CA
    Newport Beach, CA
  • 2006-10-02 → 2013-04-26
    Independent Financial Advisors Llc
    Riverside, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1999-12-09
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1999-12-09
Designations
Other Names
  • Jayme Rulloda Valmonte
  • Jayme Rulloda Valmonte

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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