Best Investors Account Sign in

Tracy Lyn Gallman

Axos Invest, Inc

Las Vegas, NV

Claim This Profile
Current Employers
Axos Invest, Inc

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
NV RA APPROVED 2025-01-01
TX RA APPROVED_RES 2023-02-06
  • CA RA
    APPROVED
    Since 2025-01-01
  • NV RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2023-02-06

Branch Locations

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gallman Consulting Group Poway CA 03/2013 05/2019
Meeder Investment Management, Inc. Dublin OH 11/2014 11/2016
Primerica Financial Services Duluth GA 11/2016 06/2021
Axos Invest Llc Las Vegas NV 06/2021 Present
Axos Invest, Inc. Las Vegas NV 07/2021 Present
  • 03/2013 → 05/2019
    Gallman Consulting Group
    Poway, CA
  • 11/2014 → 11/2016
    Meeder Investment Management, Inc.
    Dublin, OH
  • 11/2016 → 06/2021
    Primerica Financial Services
    Duluth, GA
  • 06/2021 → Present
    Axos Invest Llc
    Las Vegas, NV
  • 07/2021 → Present
    Axos Invest, Inc.
    Las Vegas, NV
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-10
S63 Uniform Securities Agent State Law Examination 1997-01-10
  • S65 Uniform Investment Adviser Law Examination
    1998-08-10
  • S63 Uniform Securities Agent State Law Examination
    1997-01-10
Other Names
  • Tracy Ellson
  • Tracy Lyn Ellson

View on SEC IAPD

Other Firms

YH&C INVESTMENTS INC.
MM MACHINE, LLC
QUANTIFIX CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AI AGENT CAPITAL, LLC
BETTER CAPITAL MANAGEMENT LLC
U.S. BANCORP ADVISORS, LLC
ROSTEN CAPITAL INVESTMENTS LLC

Other Investors

YALE BOCK
Juan Manuel Mardueno Rodriguez
Sariguli Tuersun
Javier Magana Benitez
Shane Lee Rogers
CLIFTON M YASUTOMI
Nicholas Paul Abbott
MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

More in Las Vegas, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor