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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2006-05-02 |
Branch Locations
1448 Gardiner Lane Ste 102, Louisville, KY 40213-1979 • United States
Anchorage, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) | Louisville | KY | 05/2006 | Present |
(1) 8/18/2008 - DBA ONLY - ALLEGIANT FINANCIAL SERVICES, LLC - LOUISVILLE, KY 2. 10/29/2019 - Amazon SDF8 Fulfillment Ctr. - Not investment related - 900 Patrol Rd. Jeffersonville, IN 47130 - Outside/W-2 Employment - start date:09/26/2019 - 140 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-03 |
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