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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-08-05 |
| CA | RA | APPROVED | 2011-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith Inc | Glendale | CA | 02/2011 | Present |
| Bank Of America, N.A. | Glendale | CA | 06/2011 | Present |
I*9218 For profit or not for profit: Name of outside business organization: RENTAL Investment related: Address of business: La Quinta, California 92253 Nature of business: , Position, title, association: , Start date of relationship: 1/12/2020 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-16 |
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