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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
| KY | RA | APPROVED | 2017-06-23 |
Branch Locations
805 N Whittington Pkwy Ste 100, Louisville, KY 40222 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilliard Lyons | Louisville | KY | 11/2003 | 06/2017 |
| Ameriprise Financial Services Inc | Louisville | KY | 06/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Business Ownership; Kicklighter LLC; ; Land Ownership with Family Members in a LLC; 1520 Edgewood PlaceLouisville KY 40205, ,; Not Investment-Related; 08/12/2015; 0 hours per month; 0 during trading hours / BettyGil LLC; this is a LLC created to hold my deceased parent's property that my siblings and I are keeping in the family.; We are just holding the family land in this LLC before we sell it in a couple of years.; 475 OllieGil Drive, , Saluda, NC, 28773; Not Investment-Related; 10/29/2021; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-25 |
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