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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-15 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503 • United States
Hermosa Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Torrance | CA | 06/2009 | Present |
| Morgan Stanley Smith Barney Llc | Hermosa Beach | CA | 06/2024 | Present |
*580935 - MMSS Hanna LLC; Investment related-Yes; Hermosa Beach, California; Real Estate; My Living trust with my husband and my children's irrevocable trusts will be members of this LLC. (proprietor, partner, officer, director, employee, trustee, agent); 01/2024; During business hours: 0; After business hours: 0; Other *581443 - Circle S LLC; Investment related-Yes; Mill Valley, California; Real Estate; My Personal LLC will be a member of this LLC (proprietor, partner, officer, director, employee, trustee, agent); 01/2024; During business hours: 0; After business hours: 0; Other *620524 - J2 Property, LLC; Investment Related - Yes; Mill Valley, California; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2024; During Business Hours: 0; After Business Hours: 0; Other.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-29 |
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