Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2016-05-25 |
Branch Locations
399 Knollwood Rd, Ste 317, White Plains, NY 10603 • United States
9202 4Th Ave, Brooklyn, NY 11209 • United States
130 Mineola Ave, Roslyn Heights, NY 11577 • United States
132-11A 14Th Ave, College Point, NY 11356 • United States
23-884 Bell Blvd, Bayside, NY 11360 • United States
159-14 Cross Bay Blvd Howard Beach, Ny 11414, Howard Beach, NY 11414 • United States
23-21 31St, Astoria, NY 11105 • United States
19-01 Utopia Parkway, Whitestone, NY 11357 • United States
232 Madison Ave, New York, NY 10016 • United States
227 Smith St, Brooklyn, NY 11231 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | White Plians | NY | 04/2016 | Present |
| Bridgehampton National Bank | Hauppauge | NY | 05/2016 | Present |
1. 5/30/2017 - Ferrara Financial Grp LLC - Investment Related - Location: N/A - Non-Variable Insurance-commission trails only - Started 05/19/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Fixed insurance servicing only. 2. 01/02/2018 - Investment Related - 1350 Broadway Suite 2201 New York NY 10018 - Non-Variable Insurance - Start Date 12/20/2017 - 2 Hours Per Month/0 Hours During Trading. 3. 6/21/2021 - First Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/08/2021 - 40 Hours Per Month/2 Hours During Securities Trading. 4. 08/22/2022 - No Business Name - Investment Related - Home Based - Other - Business Owner - Partner - Start Date - 08/11/2022 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-28 |
Reach out to this advisor