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Christopher Patrick Warhol

LPl Financial LLC

Staten Island, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-03
  • NY RA
    APPROVED
    Since 2025-12-03

Branch Locations

26 Watchogue Road, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mazars Usa Llp New York NY 08/2016 10/2021
Marcum Llp, Accountants And Advisors New York NY 11/2021 10/2022
Unemployed Staten Island NY 10/2022 03/2024
Lpl Financial, Llc Staten Island NY 03/2024 Present
  • 08/2016 → 10/2021
    Mazars Usa Llp
    New York, NY
  • 11/2021 → 10/2022
    Marcum Llp, Accountants And Advisors
    New York, NY
  • 10/2022 → 03/2024
    Unemployed
    Staten Island, NY
  • 03/2024 → Present
    Staten Island, NY
Other Businesses

1- 10/2023 / CP Warhal Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / start date 10/16/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-02
S63 Uniform Securities Agent State Law Examination 1997-01-13
  • S66 Uniform Combined State Law Examination
    2025-12-02
  • S63 Uniform Securities Agent State Law Examination
    1997-01-13
Other Names
  • Christopher Patrick Warhol

View on SEC IAPD

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