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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-11-22 |
| CO | RA | APPROVED | 2011-11-11 |
Branch Locations
1738 Pearl St Suite 300, Boulder, CO 80302-5525 • United States
Boulder, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Boulder | CO | 11/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Boulder | CO | 03/2020 | Present |
Outside Employment; S.E. Water Tower Operational Support LLC; Employee/financial advisor for S.E. Water Tower.; Manage advisory business; 1738 Pearl St, Ste 300, Boulder, CO, 80302; Investment-Related; 03/20/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-05 |
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