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Andrew Richardt

Hightower Advisors, LLC

Lexington, MA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-01-19
  • MA RA
    APPROVED
    Since 2022-01-19

Branch Locations

12 Waltham St., Lexington, MA 02421 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thompson Wealth Management Concord MA 06/2005 12/2021
Hightower Chicago IL 12/2021 Present
  • 06/2005 → 12/2021
    Thompson Wealth Management
    Concord, MA
  • 12/2021 → Present
    Hightower
    Chicago, IL
Previous Registrations
  • 2008-05-22 → 2022-01-17
    Thompson Wealth Management, Ltd.
    Concord, MA
    Concord, MA
  • 2006-02-01 → 1994-04-14
    Thompson Wealth Management, Ltd.
    Concord, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-30
S63 Uniform Securities Agent State Law Examination 1998-10-08
  • S65 Uniform Investment Adviser Law Examination
    2006-01-30
  • S63 Uniform Securities Agent State Law Examination
    1998-10-08
Designations
Other Names
  • Andrew Damien Richardt

View on SEC IAPD

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Other Offices

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HIGHTOWER ADVISORS, LLC · Lexington, MA
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