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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-28 |
| CA | RA | APPROVED | 2017-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Llc | Los Angeles | CA | 05/2010 | 05/2017 |
| Jpmorgan Chase Bank, N.A. | Pasadena | CA | 05/2017 | Present |
| J.P. Morgan Securities Llc | Pasadena | CA | 05/2017 | Present |
Entity Name: Foothill Family Investment related: Yes Address: 2500 E Foothill Blvd, Pasadena CA 91107 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 02/01/2021 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Provides mental health and other services to families across the San Gabriel Valley. I serve on the board of directors as Chair of the Board Affairs Committee and sit on the Investment Committee and Executive Committee. I also serve as Secretary of the board. Entity Name: Natural History Museums of Los Angeles County (NHMLA) Investment related: No Address: 900 Exposition Blvd., Los Angeles, CA 90007 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/17/2018 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: NHMLA is a nonprofit that oversees three institutions: The Natural History Museum, La Brea Tar Pits and the William S. Hart Museum. I was appointed by the LA County Board of Supervisors to serve on the Board of NHMLA. I currently sit on the Advancement Committee and the Executive Committee, and serve as Chair of the Audit & Risk Management Committee. NHMLA became a client of the JP Morgan Private Bank in 2023., at which time I recused myself from the Investment Committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-27 |
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