Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-28
CA RA APPROVED 2017-06-27
  • TX RA
    APPROVED_RES
    Since 2017-06-28
  • CA RA
    APPROVED
    Since 2017-06-27

Branch Locations

201 S. Lake Ave Floor 7, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Los Angeles CA 05/2010 05/2017
Jpmorgan Chase Bank, N.A. Pasadena CA 05/2017 Present
J.P. Morgan Securities Llc Pasadena CA 05/2017 Present
  • 05/2010 → 05/2017
    Sanford C. Bernstein & Co., Llc
    Los Angeles, CA
  • 05/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Pasadena, CA
  • 05/2017 → Present
    Pasadena, CA
Previous Registrations
Other Businesses

Entity Name: Foothill Family Investment related: Yes Address: 2500 E Foothill Blvd, Pasadena CA 91107 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 02/01/2021 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Provides mental health and other services to families across the San Gabriel Valley. I serve on the board of directors as Chair of the Board Affairs Committee and sit on the Investment Committee and Executive Committee. I also serve as Secretary of the board. Entity Name: Natural History Museums of Los Angeles County (NHMLA) Investment related: No Address: 900 Exposition Blvd., Los Angeles, CA 90007 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/17/2018 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: NHMLA is a nonprofit that oversees three institutions: The Natural History Museum, La Brea Tar Pits and the William S. Hart Museum. I was appointed by the LA County Board of Supervisors to serve on the Board of NHMLA. I currently sit on the Advancement Committee and the Executive Committee, and serve as Chair of the Audit & Risk Management Committee. NHMLA became a client of the JP Morgan Private Bank in 2023., at which time I recused myself from the Investment Committee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-28
S63 Uniform Securities Agent State Law Examination 2003-06-27
  • S66 Uniform Combined State Law Examination
    2010-08-28
  • S63 Uniform Securities Agent State Law Examination
    2003-06-27
Other Names
  • Vince Raul Lawler
  • Vince R Lawler
  • Vince Lawler
  • Vincent Raul Lawler

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor