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Current Employers
Kingsbridge Wealth Management, Inc.

1140 N. Town Center Drive Suite 265, Las Vegas, NV 89144 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-16
CA RA APPROVED 2012-10-01
NV RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2025-05-16
  • CA RA
    APPROVED
    Since 2012-10-01
  • NV RA
    APPROVED
    Since 2012-10-01

Branch Locations

1140 N. Town Center Drive Suite 265, Las Vegas, NV 89144 • United States

Fullerton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingsbridge Trust Company Las Vegas NV 07/2010 Present
Kingsbridge Wealth Management, Inc. Las Vegas NV 09/2012 Present
Previous Registrations
  • 2010-02-10 → 2010-12-31
    Kingsbridge Private Wealth Management, Inc.
    Fullerton, CA
  • 2004-09-14 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Newport Beach, CA
    Newport Beach, CA
    Irvine, CA
  • 2001-03-14 → 2004-08-25
    Morgan Stanley Dw Inc.
    Fullerton, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-02
S63 Uniform Securities Agent State Law Examination 1996-08-26
  • S65 Uniform Investment Adviser Law Examination
    1997-05-02
  • S63 Uniform Securities Agent State Law Examination
    1996-08-26

View on SEC IAPD

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