Daniel Patrick Wachs

Current Employers

Employment History

• 11/2006 → 09/2016
  Uhlmann Price Securities
  Chicago, IL
• 07/2011 → 09/2016
  Perpetual Wealth Capital Management, Llc (158548)
  Merrillville, IN
• 10/2010 → 09/2016
  Atrium Insurance Brokerage Services, Llc
  Merrillville, IN
• 09/2016 → 01/2024
  Woodbury Financial Services Inc
  Naperville, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Warrensville, IL

Previous Registrations

• 2016-09-27 → 2024-01-19
  Woodbury Financial Services, Inc.
  Warrensville, IL
  Naperville, IL
  Naples, FL
• 2011-08-02 → 2017-03-27
  Perpetual Wealth Capital Management, Llc
  Merrillville, IN
• 2013-12-26 → 2016-10-19
  Uhlmann Investment Management, L.L.C.
  Skokie, IL
• 2011-07-14 → 2013-12-31
  Perpetual Wealth Capital Management, Llc
  Merrillville, IN
• 2002-08-16 → 2006-11-03
  American General Securities Incorporated
  Chesterton, IN
  Chicago, IL
  Exeter, NH
  Houston, TX

Other Businesses

1. PRODUCERS RESOURCES INC POSITION: Insurance Agent NATURE: I am an independent insurance agent that will submit fixed insurance business through Producer Resources Inc. as well as submitting some fixedinsurance business through Woodbury Financial Group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 09/26/1995 ADDRESS: 27575 Ferry Road, Suite 101, Warrenville IL 60555, United States DESCRIPTION: Sale of fixed life insurance and annuity during client planning implementation. 2. PERPETUAL WEALTH MANAGEMENT LLC POSITION: Owner NATURE: Perpetual Wealth LLC - Life Insurance - Premium Finance Business Entity. Fixed life products submitted through Producer Resources Inc. This has always been my business entity name for years. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2012 ADDRESS: 27575 Ferry Road, Suite 101, Warrenville IL 60555, United States DESCRIPTION: This is my business name entity it really the brand when I am marketing life insurance or premium finance opportunities with other advisors. 3. TARKENTON FINANCIAL LLC POSITION: Independent Insurance Agent NATURE: LLC - Primarily an IMO for fixed insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 09/15/1995 ADDRESS: 3340 Peachtree Road NE, Suite 2300, Atlanta GA 30326, United States DESCRIPTION: I am an independent insurance agent that will submit fixed insurance business through Tarkenton Financial LLC as well as submitting some fixed insurance business through Osaic Wealth.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-19
• S63 Uniform Securities Agent State Law Examination
  1996-09-17

Designations

Other Names

• Dan Wachs