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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-02-04 |
| TX | RA | APPROVED | 2015-01-21 |
Branch Locations
200 Glastonbury Blvd Suite 103, Glastonbury, CT 06033-4418 • United States
West Hartford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Glastonbury | CT | 01/2015 | Present |
| City National Bank | Glastonbury | CT | 03/2018 | Present |
(1) RIVERFRONT RECAPTURE; 50 COLUMBUS BLVD, HARTFORD, CT 06106; NON PROFIT ORGANIZATION LEADING THE EFFORT TO RECONNECT METROPOLITAN HARTFORD W/CONNECTICUT RIVER; START DATE: 4/1/12; NO ANTICIPATED END DATE; BOARD OF DIRECTORS; ADVICE, GUIDANCE AND ADVOCACY; HOURS PER MONTH: 8 ; HOURS DURING TRADING: 0. (2) ESTATE & BUSINESS PLANNING COUNCIL; ADDRESS: 95 WEST STREET, ROCKY HILL, CT, 06067; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: BUSINESS NETWORKING; CAPACITY: TREASURER; START DATE: 11/6/2018; DUTIES: I WILL PROVIDE THE MONTHLY TREASURER'S REPORT WHICH WILL HIGHLIGHT THE BALANCE IN THE CHECKING ACCOUNT -- PRIMARY FROM ANNUAL MEMBERSHIPS RECEIVED LESS DISTRIBUTIONS FOR PROGRAM EVENTS; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) Name of Entity: Mandell Jewish Community Center of Greater Hartford Address - 335 Bloomfield Ave West Hartford, CT 06117 Business Description - Community and fitness center Business is not investment related Projected Start Date: 02/01/11 Capacity: Board of Directors *, Treasurer Duties Performed: Be an advocate for the JCC; review check ledgers and provide advice/guidance Hours Devoted to this OBA Per Month: 1 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-16 |
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