David Warren Tate

Current Employers

Employment History

• 10/2011 → 09/2020
  The Insight Group Insurance Agency
  Salt Lake City, UT
• 10/2011 → 09/2020
  Financial Insight Center
  Salt Lake City, UT
• 10/2020 → Present
  Ep Wealth Advisors
  Torrance, CA

Previous Registrations

• 2011-10-04 → 2020-10-21
  Financial Insight Center
  Salt Lake City, UT
• 2010-10-20 → 2011-10-07
  Questar Asset Management, Inc.
  Minneapolis, MN
• 2010-05-17 → 2010-10-12
  J P Turner & Company Capital Management, Llc
  Lehi, UT
• 2007-10-03 → 2010-04-27
  Insphere Securities, Inc.
  Midvale, UT
  Lehi, UT
  Lehi, UT
  Lehi, UT
  Salt Lake City, UT
• 2005-03-23 → 2007-10-03
  Allegis Advisors, Inc.
  Salt Lake City, UT
• 2002-09-05 → 2005-03-18
  Equity Services, Inc.
  Midvale, UT
  Midvale, UT

Other Businesses

WGT PROPERTIES, LLC, NOT INVESTMENT RELATED, 1123 W KORADINE DR, S. JORDAN UT, FAMILY LIMITED PARTNERSHIP, MEMBER, 11/2012, 1, 0, MEMBER--NO ACTIVE PARTICIPATION. TATE FINANCIAL, NOT INVESTMENT RELATED, 1123 W. KORADINE DR, SOUTH JORDAN, UT 84095, SPECIAL PURPOSE S-CORP, 1/2013, 1 HOUR/MONTH, 0 HOURS DURING TRADING HOURS, DUTIES INCLUDE BASIC MAINTAINING OF THE BUSINESS. OPTIVA, NOT INVESTMENT RELATED, 100 INTERNATIONAL DRIVE, 18TH FLOOR BALTIMORE, MD 21202, HEALTHY LIVING & SUPPORT, HEALTH COACH, 06/2019, 1 HOUR A MONTH & 0 HOURS DURING TRADING HOURS, WORK WITH 3 CLIENTS TO MOTIVATE HEALTHY LIVING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1996-08-02

Designations