Best Investors Account Sign in
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-12-03
  • CA RA
    APPROVED
    Since 2019-12-03

Branch Locations

35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States

Valley Village, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Santa Monica CA 01/2009 12/2017
Tiaa Pasadena CA 11/2019 Present
Tiaa-Cref Individual & Institutional Services, Llc Pasadena CA 11/2019 Present
Finra Los Angeles CA 11/2018 11/2019
Unemployment Valley Village CA 12/2017 11/2018
  • 01/2009 → 12/2017
    National Planning Corporation
    Santa Monica, CA
  • 11/2019 → Present
    Tiaa
    Pasadena, CA
  • 11/2019 → Present
    Pasadena, CA
  • 11/2018 → 11/2019
    Finra
    Los Angeles, CA
  • 12/2017 → 11/2018
    Unemployment
    Valley Village, CA
Previous Registrations
  • 2009-01-27 → 2018-01-02
    National Planning Corporation
    El Segundo, CA
  • 2006-04-03 → 2007-05-16
    Usaa Financial Planning Services
    Phoenix, AZ
  • 2003-09-09 → 2004-11-03
    Td Ameritrade, Inc.
    Cary, NC
Other Businesses

(1) Name: Actor Position: weekend availability if an opportunity presents itself Nature: Creating Movies and TV shows. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 11/26/2019 Address: Home Address, Valley Village CA 91601, United States Description: May occasionally act on a studio set. (2) RENTAL POSITION: I'm the homeowner NATURE: I rent my house out. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 5629 Corteen Place, Los Angeles CA 91607, United States DESCRIPTION: Rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-20
S63 Uniform Securities Agent State Law Examination 2000-01-14
  • S66 Uniform Combined State Law Examination
    2003-08-20
  • S63 Uniform Securities Agent State Law Examination
    2000-01-14
Other Names
  • Kristy Ann Green
  • Kristy Green

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor