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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-03 |
Branch Locations
35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States
Valley Village, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Santa Monica | CA | 01/2009 | 12/2017 |
| Tiaa | Pasadena | CA | 11/2019 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Pasadena | CA | 11/2019 | Present |
| Finra | Los Angeles | CA | 11/2018 | 11/2019 |
| Unemployment | Valley Village | CA | 12/2017 | 11/2018 |
(1) Name: Actor Position: weekend availability if an opportunity presents itself Nature: Creating Movies and TV shows. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 11/26/2019 Address: Home Address, Valley Village CA 91601, United States Description: May occasionally act on a studio set. (2) RENTAL POSITION: I'm the homeowner NATURE: I rent my house out. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 5629 Corteen Place, Los Angeles CA 91607, United States DESCRIPTION: Rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-14 |
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