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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-27 |
| AZ | RA | APPROVED | 2022-03-11 |
Branch Locations
17505 N. 79Th Ave, Suite 305A, Glendale,, AZ 85308 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sun City | AZ | 10/2009 | 02/2018 |
| First Financial Equity Corp | Sun City | AZ | 02/2018 | 03/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2022 | Present |
1. MICHAEL FEDERICO, 17505 N. 79th Ave, Suite 305A, Glendale AZ 85308, United States, 03/04/2022, Agent, Insurance/Benefits/Human Resources, INV REL, 60 HR/MO - 20 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 03/04/2022 3. ARROWHEAD FINANCIAL SERVICES, 17505 N. 79th Ave, Suite 305A, Glendale AZ 85308, 03/2022, Agent, Using a Trade Name/dba, 1 HR/MO - 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-16 |
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