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Brandon Keith Sparks

Thrivent Investment Management Inc.

Glendale, AZ

CRD 2978692

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-10
AZ RA APPROVED 2004-09-16
  • TX RA
    APPROVED_RES
    Since 2023-02-10
  • AZ RA
    APPROVED
    Since 2004-09-16

Branch Locations

17505 N 79Th Ave, Glendale, AZ 85308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Glendale AZ 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

PHOENIX CHRISTIAN HIGH SCHOOL POSITION: Offensive line Assistant Coach NATURE: Assistant Football Coach INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 1751 W Indian School Rd, Phoenix AZ 85015, United States DESCRIPTION: Help young Christian athletes develop skills as men and football players

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-30
S63 Uniform Securities Agent State Law Examination 1998-02-02
  • S66 Uniform Combined State Law Examination
    2004-04-30
  • S63 Uniform Securities Agent State Law Examination
    1998-02-02

View on SEC IAPD

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