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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| AZ | RA | APPROVED | 2020-11-12 |
Branch Locations
20325 N 51St Avenue Suite 134, Glendale, AZ 85308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 01/2011 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Glendale | AZ | 09/2022 | Present |
1. FORTRESS FEDERAL BENEFIT ADVISORS; EDUCATOR; START DATE 07/11/2011; 60 HOURS PER MONTH. 2. FORTRESS INSURANCE SERVICES; OWNER; INSURANCE; START DATE 05/24/2013; 40 HOURS PER MONTH. 3. FORTRESS FINANCIAL STRATEGIES LLC; CEO; DBA; START DATE 07/01/2011; 160 HOURS PER MONTH. 4. THE EFFECTIVE LEADER; MANAGING DIRECTOR/BOARD MEMBER; EDUCATION; START DATE 01/02/2014; 4 HOURS PER MONTH 5. Alpha Investment Services, LLC; Member; Holding Company or Tax/Bill payment Entity; start date 05/23/2016. 6. Green Ventures 1 LLC; Member; Holding Company or Tax/Bill payment Entity; start date 05/23/2016; 4 hours per month. 7. Joe Andrews Trust; Executor; Fiduciary Position (Trustee, POA, Executor, etc.); start date 05/23/2016 8. Fortress Business Advisory, LLC; CEO; Consulting; Start date: 10/04/2018; 120 hours per month. 9. The Fortress Companies; Founder/CEO; DBA; Start Date: 05/03/2019; 20 hours per month. 10.ALPHA INVESTMENT STRATEGIES, LLC; MEMBER; START DATE 11/16/2021; 8 HOURS PER MONTH. 11. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 03/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, AND LONG-TERM CARE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-10 |
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