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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-13 |
Branch Locations
20325 N 51St Ave Suite 174, Glendale, AZ 85308 • United States
20325 N 51St Ave Suite 174, Glendale, AZ 85308 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial Inc. | Anaheim | CA | 03/2023 | 11/2024 |
| Argosy Financial | Glendale | AZ | 11/2020 | 11/2024 |
| Vanguard | Scottsdale | AZ | 08/2018 | 10/2020 |
| Ricoh Usa | Phoenix | AZ | 12/2017 | 08/2018 |
| Trilogy At Vistancia | Peoria | AZ | 05/2016 | 12/2017 |
| Lpl Financial | Glendale | AZ | 11/2024 | Present |
1- 11/2024 / THE GUESS ROOM, LLC / Other - Social Media / Not Investment Related / 2 hrs mth / El Mirage, AZ / Start date: 09/19/2021 2- 11/2024 / Argosy Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 5 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-12 |
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